TampaFLRecruiter Since 2001
the smart solution for Tampa jobs

Executive, Bank Compliance Programs

Company: USAA
Location: Tampa
Posted on: June 15, 2019

Job Description:

Purpose of JobThis individual will be a member of Bank Compliance leadership team and will play a key role in driving the transformation of the Compliance program. This individual will be responsible for enhancing, operating and reporting of Bank s Compliance programs including: Issue Management, Policies and Procedures, Compliance Risk Assessment, Compliance Training, Monitoring, and Regulatory Change, Bank s Compliance Risk Appetite metrics and supporting Key Risk Indicators (KRIs). Provides oversight and management of Third-Party Risk Management and Affiliate Management Compliance programs. Responds to compliance related requests received from regulators. Manages and leads a staff in the development and implementation of strategic and tactical solutions to protect and minimize compliance risk to USAA.Job RequirementsTasksLeads a review of state and federal regulatory compliance requirements to include analysis of business impact/operational risk assessment for enacted laws/regulations and recommended company compliance actions to ensure regulatory compliance.
Provides oversight for the implementation of appropriate strategic/tactical solutions for compliance business requirements.
Oversees adoption and identifies any outstanding compliance issues.
Provides guidance and advice related to compliance matters impacting suite of product offerings within the USAA Staff Agency/LOB being supported.
Focuses on improvements to identify, address, and correct any areas of operation requiring compliance attention.
Champions USAA process environment and strives for conductivity as it relates to compliance.
Recommends and coordinates compliance policies, procedures, and processes to ensure operational compliance.
Provides oversight for regulatory examinations, information requests regarding compliance, and regulatory filings.
Serves as point of contact for federal and state regulatory agencies for compliance matters.
Responsible for personnel actions for staff and determines action(s) required to best allocate resources.
Develops, monitors, and analyzes budgetary and/or operation performance of department and process resources.Minimum Requirements

  • Bachelor's degree required. (4 additional years of related experience beyond the minimum required may be substituted in lieu of a degree.)
  • 10 or more years experience managing a compliance program at a large financial institution.
  • Demonstrated ability to design, implement, and maintain a comprehensive regulatory compliance program to meet regulatory expectations for a large financial institution.
  • 6 or more years of people leadership experience in building, managing and/or developing high-performing teams required.
  • Experience collaborating with key resources and stakeholders, influencing decisions and managing work to achieve strategic goals required.
  • Executive-level business acumen in the areas of business operations, industry practices and emerging trends required.Preferred Requirements
    • Experience with Regulatory interactions (OCC, FDIC, CFPB and the Federal Reserve).
    • Experience in building and managing several second line of defense compliance programs, including issue management, risk assessment, risk appetite and/or monitoring/testing.
    • Experience creating and delivering Board level presentations and materials.
    • Demonstrated ability to interact with and influence executive management
    • Experience in all of the following: issue management, monitoring, compliance risk assessment, and regulatory change management
    • Prior experience in a second line of defense compliance role in a large Bank or Financial Institution Associated topics: chief investment officer, financial director, general operational manager, manage, operation, operational manager, organizational culture, president, supply, vice president

Keywords: USAA, Tampa , Executive, Bank Compliance Programs, Other , Tampa, Florida

Click here to apply!

Didn't find what you're looking for? Search again!

I'm looking for
in category

Other Other Jobs

Class A CDL Lease Purchase Truck Drivers
Description: CDL-A Lease Purchase OpportunitiesCDL-A Lease Opportunities Make the living you ve always dreamed of at J R Schugel Our CDL-A lease opportunities provide professional truck drivers like you with the (more...)
Company: J&R Schugel Trucking
Location: Sarasota
Posted on: 06/18/2019

Licensed Practical Nurse (LPN), Full Time, AM Shift
Description: Licensed Practical Nurse br br ------------------------- br br Job Summary: br br Responsible for restoration of patient's health and collaborates with physicians and multidisciplinary team (more...)
Company: New Season
Location: Pinellas Park
Posted on: 06/18/2019

Get New Remodeling Work Today - Preview Leads In Your Area
Description: Over 25 million homeowners have trusted HomeAdvisor 1800Contractor to help them find quality professionals with the expertise to turn their home improvement
Company: HomeAdvisor
Location: Sarasota
Posted on: 06/18/2019

Optometrist Job-Sarasota, FL " Excellent OD Opportunity
Description: This is an exciting opportunity for an optometrist to join an established private practice in Sarasota,
Company: The Eye Group
Location: Sarasota
Posted on: 06/18/2019

Customer Solutions Tech Support
Description: You will be provided the equipment computer and accessories to work from home where you will answer inbound calls from customers across the country and help them troubleshoot their home security and (more...)
Company: Mommy Jobs Online
Location: Bradenton
Posted on: 06/18/2019

Honor Bar Attendant Part Time The Ritz-Carlton, Sarasota - (19000XI3)
Description: Honor Bar Attendant Part Time At more than 80 award-winning properties worldwide, The Ritz-Carlton Ladies and Gentlemen create experiences so exceptional that long after a guest stays with us, the experience (more...)
Company: Marriott International, Inc.
Location: Sarasota
Posted on: 06/18/2019

Make Your Own Schedule
Description: TeamHealth has an excellent opportunity for a physician to join our inpatient primary care team in Port Charlotte, Florida. TeamHealth post-acute
Company: TeamHealth - Port Charlotte, FL - TeamHealth
Location: Port Charlotte
Posted on: 06/18/2019

Data Entry Representatives
Description: The data entry team will be taking member correspondence and making required updates to member demographic information such as updating names, addresses, spelling corrections, etc. within the clients (more...)
Company: Mommy Jobs On Line
Location: Sarasota
Posted on: 06/18/2019

Bilingual Customer Care - Hurricane Relief
Description: We have immediate openings for bilingual Customer Service Representatives to assist the thousands of Americans affected by the devastation of recent hurricanes and in need of emergency assistance, housing (more...)
Company: Mommy Jobs Online
Location: Port Charlotte
Posted on: 06/18/2019

Bid On Local Remodeling Jobs - Reach New Customers In Your Area
Description: Over 25 million homeowners have trusted HomeAdvisor 1800Contractor to help them find quality professionals with the expertise to turn their home improvement
Company: HomeAdvisor
Location: Sarasota
Posted on: 06/18/2019

Log In or Create An Account

Get the latest Florida jobs by following @recnetFL on Twitter!

Tampa RSS job feeds