VP, Senior Compliance Officer - AML Program Governance
Company: Citi
Location: Oldsmar
Posted on: May 15, 2022
Job Description:
The role of AML Governance Officer is to help manage the
successful running of Citi's Financial Crimes Compliance Governance
and Escalation Framework. This includes writing, editing and
helping to coordinate the production of materials associated with
the Anti-Money Laundering (AML) Program Governance Framework and
its component committees: specifically, the Financial Crimes
Compliance Governance and Business Risk Committee (GBRC), the AML
Controls Committee, reporting to the regulators and the Board.The
successful candidate will have the opportunity to be part of a
critical team that supports the Financial Crimes Chief Compliance
Officer as well as the AML Chief Compliance Officer / Bank Secrecy
Officer in the oversight and governance of Citi's Financial Crimes
and AML Programs. The role provides exposure to regulatory matters,
senior management and subject matter experts across businesses and
functions. In addition, the candidate will be able to broaden their
knowledge base of Citi's businesses and in managing related
compliance risk.This role is part of the AML Governance team which,
in turn, forms part of the AML Risk Frameworks and Reporting Pillar
within Citi's AML Program. This team is responsible for the design
and execution of firm-wide frameworks and practices that are
integral and fundamental to the AML Program across Citi, covering
Governance, Policy and Training, New Product Approval, Regulatory
Reporting, Independent Validation, Program Controls, Compliance
Monitoring, Risk Assessments, and Program
Supervision.Responsibilities:
- Support the enterprise-wide Financial Crimes Compliance
Governance Framework design, ongoing execution, and continuous
improvement for consistent application of the AML Escalation
Standard, terms of reference for Designated Committee charters, and
making recommendations for changes, where necessary.
- Support the strategic and pro-active approach to governance
issues for improved effectiveness and efficiency of corporate
governance and committees.
- Work with AML Senior Leadership to redefine key metrics and
governance reports to provide a holistic view of the AML Control
Environment.
- Demonstrate "credible challenge" - challenging Financial Crimes
/ AML senior management, escalating issues, and pressing for
change.
- Participate in projects related to changes to the Financial
Crimes / AML governance or escalation framework including the
design, implementation, and execution of controls to ensure process
robustness and reliability and ensure comprehensive documentation
is up to date.
- Serve as a liaison to the Financial Crimes Designated
Committees including regional GBRCs and Business-led Financial
Crimes Governance Committees.
- Support the Financial Crimes Compliance GBRC and AML Controls
Committee by managing the meeting scheduling, agendas, meeting
follow ups, preparation of meeting materials, and minutes.
- Oversee the escalation of significant matters across Regional,
Business, AML, and other Financial Crimes Committees up to
Financial Crimes Compliance GBRC, Citi's Chief Compliance Officer,
and Board level.
- Support regulatory and audit reviews at various levels,
including preparation of materials and responses for information
request.
- Develop content and create presentations for executive level,
board and external reporting covering program results, industry
trends, financial and regulatory highlights.
- Serve as the AML Global Governance Manager's Controls
Assessment (MCA) representative responsible for completing
quarterly, semi-annual, and annual assessments validating
individual Governance controls to ensure risk is being
appropriately managed.
- Build and maintain strong relations with Designated Committee
chairs and secretariats, ACRMs and AML functional areas across the
enterprise.
- Closely coordinate with governance teams across all regions /
businesses.Qualifications:
- 5+ years of experience in the Financial Services industry,
preferably in a role that requires superior problem solving,
analytical thinking / capabilities and excellent oral / written
communication skills.
- Close attention to detail and reliability in meeting
deliverables, given sensitivity, visibility, and priority of
subject.
- Proven ability to think critically and desire to innovate,
drive change, and challenge the status quo.
- Familiarity with the development of policies and
procedures.
- Exceptional writing skills, with ability to synthesize complex
concepts and translate into effective presentations to senior
audiences.
- Demonstrates a high level of integrity and professionalism;
exercises sound judgment and handle confidential information.
- Energetic, responsive team player with the interest to take
initiative and work in a fast-paced environment.
- Highly proficient in MS Office (Word, Excel, Outlook, and
PowerPoint).Education
- Bachelor's degree or equivalent experience required.
------------------------------------------------- Job Family Group:
Compliance and Control
------------------------------------------------- Job
Family:Business Control
------------------------------------------------------ Time Type:
Full time ------------------------------------------------------
Citi is an equal opportunity and affirmative action
employer.Qualified applicants will receive consideration without
regard to their race, color, religion, sex, sexual orientation,
gender identity, national origin, disability, or status as a
protected veteran.Citigroup Inc. and its subsidiaries ("Citi")
invite all qualified interested applicants to apply for career
opportunities. If you are a person with a disability and need a
reasonable accommodation to use our search tools and/or apply for a
career opportunity review Accessibility at Citi .View the " EEO is
the Law " poster. View the EEO is the Law Supplement .View the EEO
Policy Statement .View the Pay Transparency Posting
----------------------------- Effective November 1, 2021, Citi
requires that all successful applicants for positions located in
the United States or Puerto Rico be fully vaccinated against
COVID-19 as a condition of employment and provide proof of such
vaccination prior to commencement of employment.
Keywords: Citi, Tampa , VP, Senior Compliance Officer - AML Program Governance, Executive , Oldsmar, Florida
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